Appeal of Sanction

An appeal in disciplinary proceedings allows employees to challenge a sanction they believe is unfair, excessive, or based on flawed procedure or new evidence. It should be lodged within a specific, employer-set timeframe, ideally heard by a more senior, (previously uninvolved) manager, and may result in the sanction being upheld, reduced, or overturned. 

Key Aspects of Appealing a Disciplinary Sanction

  • Right to Appeal: Employees have the right to appeal any disciplinary action, which must be clearly communicated in writing along with the outcome.
  • Grounds for Appeal: Common reasons include new evidence, inconsistent treatment, procedural unfairness or the sanction being too harsh.
  • The Appeal Process: Appeals should be handled promptly by an impartial, senior manager. It often functions as a rehearing rather than just a review. It cannot be appealed to the original decision maker or a person of lower rank to the person who imposed the original sanction.
  • Representation: Employees have the right to be accompanied by a colleague or trade union representative at the appeal hearing.
  • Outcome: The appeal panel may confirm, reduce, or, in rare cases (if specified in company policy), increase the sanction.
  • Finality: If the internal appeal fails, employees may seek redress through external bodies like the Workplace Relations Commission (WRC) or an employment tribunal. 

Common Pitfalls and Considerations

  • Time Limits: Failing to adhere to the company’s specified timeline for lodging an appeal can invalidate the request.
  • Increased Sanctions: While rare, some policies allow for an increased sanction on appeal, though this requires clear, prior communication.